The Investment Advisor's Compliance Guide 2nd Edition

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Given the current activities of SEC and state securities regulators, as well as the changing business and communication landscapes, investment advisors today must keep current with developments... This description may be from another edition of this product.

Format:Paperback

Language:English

ISBN:1941627935

ISBN13:9781941627938

Release Date:February 2017

Publisher:National Underwriter Company

Length:336 Pages

Weight:1.25 lbs.

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The Investment Advisor's Compliance Guide 2nd Edition

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